Job description
United States - New Jersey
Business management, administration and support, Management and Business Support
Global Wealth Management
Job Reference #
264785BR
City
Weehawken
Job Type
Full Time
Your role
Work in the Middle Office advisory team to ensure BSA/AML & Sanctions program is operating within regulatory expectations.
Ensures that procedures are in place and supervisory policies have been set up across all relevant areas at the regional and/or Business Area level.
Provides expert advice and feedback on regulatory and compliance issues, or issues relating to markets, countries, procedures and/or Business Areas falling within their area(s) of responsibility
Identifies, evaluates and mitigates risks and proactively formulates holistic solutions which meet the interests of the business.
Ensures that procedures are in place and supervisory policies have been set up across all relevant areas at the regional and/or Business Area level.
Provides expert advice and feedback on regulatory and compliance issues, or issues relating to markets, countries, procedures and/or Business Areas falling within their area(s) of responsibility
Identifies, evaluates and mitigates risks and proactively formulates holistic solutions which meet the interests of the business.
Your team
Part of the Middle Office
Your expertise
A Business Risk Manager identifies potential risks within the Middle Office (1LoD) by carrying out risk-oriented
checks on high-risk client relationships, client groups, client/ financial advisors, products etc. They ensure that
UBS's risk strategy and policies are communicated, implemented and enforced in their area of responsibility at the appropriate level. They also provide transparent risk reporting to their stakeholders such as management, regulators and other internal units.
checks on high-risk client relationships, client groups, client/ financial advisors, products etc. They ensure that
UBS's risk strategy and policies are communicated, implemented and enforced in their area of responsibility at the appropriate level. They also provide transparent risk reporting to their stakeholders such as management, regulators and other internal units.
About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
How we hire
This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Join us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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