Description:

JOB DESCRIPTION

Summary:

The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst II is responsible for supporting institutional broker dealer operations including client onboarding, asset movement, trade settlement, and municipal bond underwriting. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.

Duties & Responsibilities:

Onboard new customers including collecting required documentation and ensuring proper AML and OFAC screening of new accounts

Support operations of other institutional sales and trading products, such as ICS/CDARs and Money Market Fund investments

Provide operational support for To Be Announced (TBA) securities including monitoring ongoing collateral requirements, trade settlement, and asset movements

Provide operational support for municipal bond underwriting

Process asset movement requests and daily settlement wires

Support DVP trade settlement process for unmatched trades/trade rejects

Prepares procedures and job aide, ad hoc reports requested within business line

Work with audit or risk colleagues to provide information and test internal controls

Assist in the training of new colleagues on any/all functions; performs quality checks on completed work

Performs other duties as assigned

Basic Qualifications:

High School Diploma or Equivalent

1or more years of brokerage/investment or comparable experience

Preferred Qualifications:

Ability to manage multiple priorities in a fast-paced environment; adaptive to change

Ability to create and foster strong partnerships with business partners and work well in a team environment

Detail oriented with strong organizational skills

FINRA SIE and Series 99

Skills:

broker dealer, securities, banking, OFAC, AML

Top Skills Details:

broker dealer,securities,banking,OFAC,AML

Experience Level:

Entry Level

About Aston Carter:

Please Note: Scammers are posing as Aston Carter. We'll never contact you via Gmail, Telegram, or WhatsApp and we'll never solicit money from you.

At Aston Carter, we’re dedicated to expanding career opportunities for the skilled professionals who power our business. Our success is driven by the talented, motivated people who join our team across a range of positions – from recruiting, sales and delivery to corporate roles. As part of our team, employees have the opportunity for long-term career success, where hard work is rewarded and the potential for growth is limitless.

Established in 1997, Aston Carter is a leading staffing and consulting firm, providing high-caliber talent and premium services to more than 7,000 companies across North America. Spanning four continents and more than 200 offices, we extend our clients’ capabilities by seeking solvers and delivering solutions to address today’s workforce challenges. For organizations looking for innovative solutions shaped by critical-thinking professionals, visit AstonCarter.com. Aston Carter is a company within Allegis Group, a global leader in talent solutions.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

If you would like to request a reasonable accommodation, such as the modification or adjustment of the job application process or interviewing process due to a disability, please call 888-237-6835 or email astoncarteraccommodation@astoncarter.com for other accommodation options. However, if you have questions about this position, please contact the Recruiter located at the bottom of the job posting. The Recruiter is the sole point of contact for questions about this position.